U.S. Securities and Exchange Commission
1 statements across 1 episodes · 0 bullish · 0 bearish · 1 people on the record · first statement Mar 4, 2024 by Richard Sandler · said 103 times in 57 episodes since 2017 · across every show →
Mentions by year
brought up most by Richard Sandler (9), Eric Ries (7), Ted Seides (6), Matt Brown (6), Kristof Gleich (5), Charlie Ellis (5), Roz Hewsenian (4), Ana Marshall (4)
tap a year for its mentions
2026 4 mentions in 3 episodes 1 per episode
2025 8 mentions in 5 episodes 2 per episode
- Jack Kokko – Building the Google of Finance at AlphaSense (EP.461)
- Howard Marks – Navigating Private Credit (EP.439)
- David Lyon – Hybrid Capital Solutions for Private Assets (EP.471)
- Mike Trigg and Sanjay Ayer – The Discipline of Getting Better at WCM (EP.467)
- Donald Miller - Building a Story Brand (EP.426)
- every mention in 2025, scene by scene →
2024 25 mentions in 9 episodes 3 per episode
- Richard Sandler – The Prosecution of Michael Milken (EP.372)
- Kristof Gleich – Boutique Managers and Active ETFs at Harbor Capital (EP.411)
- Stephen Nesbitt – Innovation in Private Markets for RIAs (EP.410)
- Chris Dixon - Empty Rooms: Web3 After the Fall (EP.380)
- Shiloh Bates – CLO Investing at Flat Rock Global (EP.379)
- Jonathan Tepper - Buying Monopolies at Prevatt Capital (EP.375)
- Michael Leffell – Opening Doors to Niche Private Opportunities at 10 East (EP.373)
- Ron Biscardi – Inside iConnections Global Alts (EP.367)
- 1 more episode that year, every mention in 2024 →
2023 3 mentions in 3 episodes 1 per episode
2022 18 mentions in 13 episodes 1 per episode
- Ana Marshall – Preparing for the New Environment at Hewlett (Capital Allocators, EP. 288)
- Matt Brown – Tidal Wave of Capital for Alternatives from Retail (Capital Allocators, EP.272)
- Melanie Pickett – Modern Technology in the Investment Office at Northern Trust (Capital Allocators, EP.281)
- Jon Ballis – In the Room Where Private Equity Happens at Kirkland & Ellis (Capital Allocators, EP.277)
- Adam Wyden - ADW Capital (Manager Meetings, EP.37)
- SPECIAL ANNOUNCEMENT: Private Equity Deals Podcast
- Avichal Garg – Programmer-Centric Crypto Investing at Electric (Manager Meetings, EP.34)
- Sarah Samuels – Framework and Rigor at NEPC (Capital Allocators, EP.264)
- 5 more episodes that year, every mention in 2022 →
2021 13 mentions in 10 episodes 1 per episode
- Matt Brown – Democratization of Alternatives at CAIS (Capital Allocators, EP.214)
- Private Equity Masters 4: David Rubenstein – Carlyle Group (Capital Allocators, EP.203)
- Satya Patel – Homebrew (Manager Meetings, EP.18)
- Savneet Singh – The Operator/Investor whose Software is Feeding the World (Capital Allocators, EP.220)
- Friends Reunion – Five Allocators Riff on Investing (Capital Allocators, EP.215)
- Private Equity Masters 8 – Chuck Davis – Stone Point Capital (Capital Allocators, EP.207)
- Brian Bares – Qualitative Concentration at BCM (Capital Allocators, EP.191)
- Crypto for Institutions 3: Seth Ginns – Investing Beyond Bitcoin (Capital Allocators, EP.182)
- 2 more episodes that year, every mention in 2021 →
2020 6 mentions in 5 episodes 1 per episode
- Peter Kraus - Widening the Aperture on Alpha (First Meeting, EP.14)
- Joel Greenblatt – Common Sense for Value at Gotham Capital (Capital Allocators, EP.165)
- Sustainable Investing 9: Reuben Munger – Private Capital Perspective (Capital Allocators, EP.147)
- Daniel Adamson – Innovation from Asset Giants at Capital Constellation (EP.136)
- Christie Hamilton – Tweeting on Allocation at Children's Health (Capital Allocators, EP.124)
- every mention in 2020, scene by scene →
2019 11 mentions in 2 episodes 6 per episode
2018 12 mentions in 5 episodes 2 per episode
- Roz Hewsenian –Helmsley Trust's Chief of People and Process (Capital Allocators, EP.63)
- Charley Ellis - Indexing and Its Alternatives (EP.62)
- Wayne Wicker - Managing for Millions who Matter (Capital Allocators, EP.44)
- Tom Lydon – ETF Trends (Capital Allocators, EP.56)
- John Pfeffer - Crypto for Institutions (Capital Allocators, EP.54)
- every mention in 2018, scene by scene →
2017 3 mentions in 2 episodes 2 per episode
Everything said about U.S. Securities and Exchange Commission, oldest first
Mar 4, 2024 neutral
Sandler: Drexel settled federal charges for $650 million in penalties and disgorgement
“They paid a very large fine. I think they paid six hundred and fifty million dollars out. Part of that went as a criminal penalty, and part of that went to as an SEC disgorgement fund, because they settled with both the SEC and the U.S. Attorney”