SEC
1 statements across 1 episodes · 0 bullish · 0 bearish · 1 people on the record · first statement Feb 20, 2025 by Kevin Busque · across every show →
Everything said about SEC, oldest first
Feb 20, 2025
Busque: Operating a full-stack 401(k) requires compliance across SEC, IRS, and DOL
“So if you wanted to be completely full stack or bundled solution, you also had to become an RIA. Becoming a registered investment advisor means you have to register with the SEC. The SEC has all of these different things. Now you have the SEC, the IRS, and the…”