Assertion certainty 4/5 debate potential 1/5

Gleich: The SEC's 2019 ETF rule leveled the issuer playing field

Kristof Gleich · Kristof Gleich – Boutique Managers and Active ETFs at Harbor Capital (EP.411) · Oct 10, 2024 · at 18:57

Kristof Gleich, CIO of Harbor Capital Advisors, discusses how SEC regulatory reform removed the onerous exemptive relief barrier to launching ETFs.

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“So back in December of 2019, the SEC released what's been now called the ETF rule. And the ETF rule was a game changer, industry game changer. And what the ETF rule effectively did was level the playing field for issuers To launch either a mutual fund or an ETF.”

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